| Name: | Bergstein Financial | 
| Type: | Unlicensed entities | 
| Address(es): | Fubon Bank Building 38 Des Voeux Road Central Hong Kong  | 
        
| Website: | www.bergsteinfinancial.com | 
| Remarks: | The company's Hong Kong address is incomplete. It uses a bank account in Hong Kong in the name of E-Trader Limited, another unlicensed entity on the Alert List, for settlement. | 
| Add date: | 11 Mar 2010 | 
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. | |
                Unlicensed entities