Licensing
    | Topic | Last Updated | 
|---|---|
| "Actively markets" under section 115 of the SFO | 17 Mar 2003 | 
| Annual Licensing Fees | 14 Mar 2025 | 
| Associated entities | 25 Jul 2003 | 
| Closer Economic Partnership Arrangement | 30 Apr 2024 | 
| Companies entering the industry for the purposes of managing real estate investment trusts (REITs) | 
2 Sep 2015             (Updated on 26 Jan 2022)  | 
    
| Competence requirements for individuals | 
23 Jun 2017             (Updated 30 Apr 2024)  | 
    
| Credit rating agencies | 21 Apr 2011 | 
| Disclosure of investigations commenced by licensed corporations in the notifications of cessation of accreditation | 21 May 2019 | 
| Family Offices | 8 Sep 2020 | 
| Insurance requirements applicable to certain licensed corporations | 1 Apr 2025 | 
| Licensing related matters in light of the COVID-19 pandemic | 
31 Mar 2020             (Updated on 4 Mar 2022)  | 
    
| Measures for augmenting senior management accountability in licensed corporations | 
17 Oct 2017             (Updated on 26 Jan 2022)  | 
    
| Outside directorships and business interests | 21 Apr 2017 | 
| Premises for business and record keeping | 
31 Oct 2019             (Updated 10 Dec 2020)  | 
    
| Presentation materials on new measures enhancing licensing process | 
16 May 2019             (Updated 26 Jan 2022)  | 
    
| Sponsor regime | 
8 Oct 2013             (Updated 26 Jan 2022)  | 
    
| TC Adviser Guidelines | 26 Jan 2022 |